22 Feb

Randy Henrick Joins Mosaic Compliance Services


TAMPA, Fla. — Attorney and compliance expert William Randolph “Randy” Henrick has joined Mosaic Compliance Services LLC as vice president and compliance counsel, the company announced.

Mosaic’s cofounder and president, attorney James S. “Jim” Ganther, said he expects “great things” from Henrick, who joins the company with more than 20 years of experience in the consumer finance, compliance, bank regulatory and privacy and data security segments.

28 Jan

Naïve, Sloppy or Kinky?


For compliance auditors like myself, the exit conference is always a lot of fun. That’s when we get to report to the dealer exactly what we found from all the deals we audited. And, well, we can typically categorize our findings into one of three buckets: naïve, sloppy or kinky.